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ACAMS CAMS7 中文 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Building an AFC Compliance Program | ||
| Global AFC Frameworks, Governance and Regulations | - AML Regulatory Framework (Elective options: Canada, EU, UK, USA) | |
| Tools and Technologies to Fight Financial Crime | ||
| Understanding Risks and Methods of Financial Crime | 30% | - Financial Crime Risks related to gatekeepers - Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers - Financial Crime Risks related to insurance products - Financial Crime Risks related to gaming and gambling - Financial Crime Risks related to real estate - Financial Crime Risks related to VASPs, cryptoassets, and related products - Financial Crime Risks related to trusts and company service providers - Financial Crime Risks related to products within other financial sectors - Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms |
ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7中文版) Sample Questions:
在為組織選擇反金融犯罪 (AFC) 工具時,需要考慮的最重要的因素是該工具是否:
- A. 取代員工的手動合規訓練。
- B. 自動化所有監理報告要求。
- C. 滿足預算和成本要求。
- D. 與現有系統和流程無縫整合。
Correct Answer: D 🗳️
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某大型銀行的反洗錢合規官最近收到了一份關於私人銀行部門的內部審計報告。報告顯示,該部門員工沒有遵循基於風險的盡職調查程序,導致部門運作效率低落。為了因應這些發現,反洗錢合規官應考慮採取哪些立即行動? (選兩項。)
- A. 所有員工都應接受反洗錢複習訓練。
- B. 管理階層應在私人銀行部門實施品質保證計劃
- C. 私人銀行家應接受反洗錢程序的訓練。
- D. 法務部門應進行審查,以評估潛在的法律後果。
- E. 董事會應審查並批准修訂後的反洗錢政策,以改變私人銀行客戶盡職調查要求。
Correct Answer: B,C 🗳️
在金融機構內推廣企業範圍的合規文化的一個關鍵面向是:
- A. 合規成本應與收入成比例增加。
- B. 相關資訊應在整個組織內共用。
- C. 第一道防線應獨立制定自己的政策。
- D. 創收業務部門應優先於合規性。
Correct Answer: B 🗳️
有效的反洗錢/反恐怖主義融資合規計畫的基本要素之一是:
- A. 獨立且專業的審計職能
- B. 企業風險管理系統
- C. 一種基於人工智慧的增強型盡職調查系統
- D. 基於人工智慧的交易監控系統
Correct Answer: A 🗳️
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金融機構(FI)在終止客戶關係的過程中應採取哪些做法? (選擇三項。)
- A. 實施包括風險評估和必要文件在內的客戶終止標準化程序。
- B. 在終止過程中採用靈活的溝通方式,以適應不同的客戶狀況。
- C. 對客戶的交易歷史和記錄進行最後審查,以解決終止前任何未解決的問題。
- D. 保留終止過程的記錄,包括決定的理由和與客戶的任何通訊。
- E. 僅在完成終止流程後才通知客戶終止決定,以防止可能發生的爭議。
Correct Answer: A,C,D 🗳️
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